With the release of EDGAR 15.4, filers will be able to file Part III of Form X-17A-5 electronically. Form X-17A-5 contains information required of broker-dealers pursuant to Section 17 of the Securities Exchange Act of 1934.
Continue reading "Quick Guide: Form X-17A-5" »Friday, December 11. 2015
Quick Guide: Form X-17A-5
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