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Friday, September 12. 2025

SEC Staff to Hold Open Meeting

The SEC’s Divisions of Investment Management and Corporation Finance will hold an open meeting via webcast on sec.gov that will take place on Wednesday, September 17, 2025, at 10:00 a.m. ET. The meeting is open for the public to attend.


Division of Investment Management will discuss the following:

  • further extension of the compliance date for the February 2024 amendments to Form PF
  • reporting requirements for all filers and large hedge fund advisers

The Division Corporation Finance will discuss whether to:

  • issue a policy statement addressing the presence of a provision requiring arbitration of investor claims arising under the Federal securities laws and its impact on decisions whether to accelerate the effectiveness of a registration statement
  • amend its Rules of Practice relating to procedures governing SEC review of staff actions made pursuant to delegated authority in connection with the determination of the effectiveness of a registration statement or the qualification of a Regulation A offering

Source:

Open Meeting (sec.gov)

Posted by
LeAnn Dey
in Events, SEC at 11:00
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